Compilation of Securities and Futures Regulations of the People's Republic of China (2006, Part 1)

Author: China Securities Regulatory Commission
Publisher:
Publish Date: 2006-09-01
Features:
Editor's Note
1. The "Securities and Futures Regulations of the People's Republic of China" is edited by the China Securities Regulatory Commission and published by Legal Publishing House.
2. The "Securities and Futures Regulations of the People's Republic of China" was a combined volume in 1992 and 1993. From 1994 to 2002, it was edited annually. Starting in 2003, it was published biannually, with the first volume covering regulations issued from January to June of each year and the second volume covering regulations issued from July to December. This issue is the 2006 First Volume.
3. This issue of the "Securities and Futures Regulations of the People's Republic of China" includes a total of 41 regulations. Among them, there is 1 law, 32 departmental rules and regulatory documents issued by the China Securities Regulatory Commission, 7 relevant departmental rules and regulatory documents issued by other ministries and commissions, and 1 judicial interpretation.
4. This issue of the "Securities and Futures Regulations of the People's Republic of China" is arranged in the following order:
1. Laws;
2. Administrative Regulations and Regulatory Documents (none in this issue);
3. Departmental Rules and Regulatory Documents issued by the China Securities Regulatory Commission;
4. Appendix (relevant departmental rules and regulatory documents and judicial interpretations issued by other ministries and commissions).
Among them, the third category is arranged by comprehensive, securities, funds, and futures. In the securities section, it is further arranged by issuance, market trading, institutions, listed companies, and information disclosure, with each category listed in chronological order of promulgation.
China Securities Regulatory Commission
July 1, 2006