Research on the legal system of securities regulation

Author: Li Dongfang
Publisher:
Publish Date: 2002-06-01
Features: This book conducts a systematic study of the securities regulation legal system from the perspective of economic law, distinguishing it from the securities law system. It breaks through the dilemma faced by previous academic works, which often only focused on the civil and commercial law nature of the securities law system while being unable to avoid its substantial economic law content. Except for the preface and conclusion, the book is divided into nine chapters: Chapter 1 is the Introduction, and the remaining eight chapters are: Economic and Legal Analysis of Securities Regulation; Several Basic Theories of the Securities Regulation Legal System; Securities Regulation System; Securities Issuance and Listing Regulation; Securities Information Regulation; Securities Trading Market Regulation; Securities Business Institution Regulation; Securities Regulation Legal Liability, etc. In the conclusion, the author argues that China's current "Securities Law" is essentially a securities regulation law and suggests that a separate "Securities Trading Law" be formulated alongside it to specifically regulate the relationships between equal subjects in the securities market regarding securities issuance and trading.