Financial Market Risks and Regulation

Author: (English) Del
Publisher:
Publish Date: 2003-01-01
Features: This book focuses on the regulation of the securities industry. The author describes the main characteristics of the global financial market today and compares the investment bank regulations of major financial centers such as Europe, Japan, and the United States using a comparative analysis method. It points out that securities regulation is facing challenges caused by the expansion of derivative transactions and discusses various international innovative securities regulations adopted by organizations such as the European Union, the Basel Bank Supervisory Committee, and the International Securities Committee. After introducing the characteristics of the modern financial market, the book provides a detailed introduction to the financial systems of the European Union, the United States, and Japan. After comparing the regulatory systems of major financial centers, it introduces the prototype of a financial services regulatory system based on the Basel Bank Supervisory Committee and the International Evaluation Committee Organization.