Stock trading

Author: Su Yang
Publisher:
Publish Date: 2008-09-01
Features: Authored by experts, closely aligned with teaching materials, concise explanations and exercises for easy passing. The book comes with a question bank CD-ROM that can randomly generate realistic simulation questions for repeated practice. The content includes the definition and types of securities trading, the categories of trading risks, and risk prevention measures; the meaning and characteristics of securities brokerage business, as well as the operational rules such as registration and custody, order placement, price matching, large-volume transactions, business management, and supervision; the fundamental knowledge and management requirements of securities brokerage business, proprietary trading, client asset management, and securities repurchase business; the concepts and applications of clearing and settlement; the management of securities trading desks, including operational, technical, financial, and security management, as well as the internal control objectives, principles, and requirements of trading desks. Through this section, students are expected to master the procedures, planning, brokerage, proprietary trading, client asset management, and bond repurchase trading processes and characteristics; and to grasp the fundamental content and requirements of securities trading desk management.