Introduction to Securities Firm Risk Management

Author: Hu Guanjin
Publisher:
Publish Date: 1999-10-01
Features: Summary of Contents
In modern economic life, risk is an obstacle that people must strive to overcome and surmount, and the securities industry, which is characterized by high risk, is particularly so. The 1997 Asian financial crisis drew attention and vigilance from countries worldwide to the phenomenon and hazards of financial and securities risks. Against the backdrop of the securities industry, this book specifically analyzes the types, formation, and hazards of various risks faced by securities companies, and elaborates in detail on the various preventive, control methods, and approaches of risk management for securities companies. The book consists of 16 chapters, divided into three parts: Risk and Risk Management of Securities Companies, Risk Management Systems of Securities Companies, and Risk Management of Major Business Activities of Securities Companies.
This book is the first in China to explore the field of risk management in the securities industry, making it a valuable reference for securities companies, fund management companies, securities regulatory authorities, and individuals engaged in securities investment, financial and securities research, and related fields.