People's Republic of China Securities and Futures Regulations Compilation - (2005. Lower)

Author: Li Qun
Publisher:
Publish Date: 2006-03-01
Features:
1. This "Regulations Collection" is edited by the China Securities Regulatory Commission.
2. This "Regulations Collection" is published annually. Except for 1992 and 1993, which were published as combined volumes, the annual editions from 1994 to 2001 were published by the Legal Publishing House. This issue is the 2002 edition of the "Regulations Collection."
3. This issue of the "Regulations Collection" includes a total of 90 regulations. Among them, 2 are laws formulated and promulgated by the Standing Committee of the National People's Congress, 3 are administrative regulations and regulatory documents formulated and promulgated by the State Council, 66 are departmental rules and regulatory documents formulated and promulgated by the China Securities Regulatory Commission alone or in conjunction with other ministries and commissions, 16 are departmental rules and regulatory documents formulated and promulgated by other ministries and commissions, and 3 are judicial interpretations formulated and promulgated by the Supreme People's Court.
4. This issue of the "Regulations Collection" is organized in the following order:
1. Laws;
2. Administrative regulations and regulatory documents;
3. Departmental rules and regulatory documents formulated and promulgated by the China Securities Regulatory Commission alone or in conjunction with other ministries and commissions. Among them, the third category is organized by securities, funds, and futures. In the securities section, it is arranged by comprehensive, issuance, institutional, market trading, listed companies, and information disclosure categories, with each category arranged in chronological order of promulgation.
5. To facilitate readers in finding and correctly using relevant documents, this issue of the "Regulations Collection" includes the "Notice on Repealing Some Securities and Futures Rules" issued by the China Securities Regulatory Commission in 2002, as well as the directory of departmental rules and regulatory documents that have been explicitly repealed, along with relevant departmental rules and regulatory documents formulated and promulgated by other ministries and commissions, and relevant judicial interpretations formulated and promulgated by the Supreme People's Court. This issue includes a total of 46 regulations. Among them, 2 are laws, 5 are administrative regulations and regulatory documents, 29 are departmental rules and regulatory documents issued by the China Securities Regulatory Commission, and 10 are relevant departmental rules and regulatory documents issued by other ministries and commissions.