Analysis of Typical Cases of Securities and Futures Audit. Volume 2001

Author: Commission on Investigation of China Securities Regulatory Commission
Publisher:
Publish Date: 2004-01-01
Features: This book is a new work in China, organized by the authoritative institution—the Investigation Department of the China Securities Regulatory Commission, comprehensively reflecting illegal and irregular activities in China's securities and futures market. Its publication not only helps securities and futures regulatory authorities study the changes in methods of illegal and irregular behavior, improve regulatory work, and explore the patterns of investigation and case handling, but also serves as a warning to market participants, contributing to market education. At the same time, it records and reflects the practical work of the China Securities Regulatory Commission in strengthening market supervision, combating illegal and irregular securities and futures activities, and genuinely protecting the legitimate rights and interests of investors. Therefore, it can also be regarded as an important historical document. Investigation Case Analysis of Securities and Futures Markets (Volume 2001) primarily analyzes 36 illegal and irregular cases in the securities and futures market that were investigated or punished in 2001, including an analysis of the illegal and irregular facts of each case and the applicable laws and regulations. This book adheres to the principle of being faithful to the administrative penalties imposed by the China Securities Regulatory Commission and the judicial rulings of the courts, analyzing these cases historically and objectively.