Research on Securities Trading Law

Author: (Taiwan) Lin Guoquan
Publisher:
Publish Date: 2002-09-01
Features: Under the modern free-market economic system, companies can raise high-quality funds through the issuance of securities. Citizens, on the other hand, can effectively utilize their assets by investing in securities. It is often said that the securities market is the window of the national economy. The Securities Trading Act is the primary basis for managing the securities market. The quality of its legislation and enforcement affects whether the securities market can develop soundly, which in turn influences the prosperity or decline of the overall economy. This book collects seven research papers by the author on the Securities Trading Act in recent years, providing an in-depth exploration of several important issues in Taiwan's Securities Trading Act. The content includes the relationship between the Securities Trading Act and securities administration, the corporate disclosure system, the definition of open offers of securities, the regulation of securities dealer conduct, the regulation of market manipulation, the administrative investigation power of securities regulatory authorities, and the functions of securities market self-regulatory organizations. Through this book, readers can gain a deeper understanding of the legislative principles and practical implementation of Taiwan's Securities Trading Act.