Compilation of Securities and Futures Regulations of the People's Republic of China. Volume 2003. Lower

Author: China Securities Regulatory Commission
Publisher:
Publish Date: 2004-03-01
Features:
1. This "Regulations Collection" is edited by the China Securities Regulatory Commission.
2. Except for the combined volumes of 1992 and 1993, the "Regulations Collection" has been published annually since 1994 by the Legal Publishing House. To facilitate readers in staying updated with securities and futures regulations, the China Securities Regulatory Commission decided to publish the "Regulations Collection" biannually starting in 2003. The upper volume includes regulations promulgated from January to June of each year, while the lower volume covers regulations promulgated from July to December. This issue is the 2003 lower volume of the "Regulations Collection."
3. This issue of the "Regulations Collection" includes a total of 39 regulations. Among them, there are 5 laws, 5 administrative regulations and regulatory documents formulated and promulgated by the State Council, 20 departmental rules and regulatory documents formulated and promulgated by the China Securities Regulatory Commission, and 9 relevant departmental rules and regulatory documents formulated and promulgated by other ministries and commissions. Additionally, it includes excerpts from the "Arrangement Between the Mainland and Hong Kong on Establishing a Closer Economic Partnership" and the "Arrangement Between the Mainland and Macao on Establishing a Closer Economic Partnership."
4. This issue of the "Regulations Collection" is organized in the following order:
1. Laws;
2. Administrative regulations and regulatory documents;
3. Departmental rules and regulatory documents formulated and promulgated by the China Securities Regulatory Commission;
4. Appendices. Among them, the third category is organized by securities, funds, and futures, with the securities section further categorized into comprehensive, issuance, market trading, institutional, listed companies, and information disclosure, all arranged in chronological order of promulgation.
5. To assist readers in correctly using relevant documents, this issue of the "Regulations Collection" also includes a directory of the fourth batch of abolished rules and regulatory documents announced by the China Securities Regulatory Commission, as well as a directory of departmental rules and regulatory documents abolished by the China Securities Regulatory Commission in the second half of 2003.