Public Offering of Securities Review Work Manual

Author: China Securities Regulatory Commission, Division of Issuance Regulation
Publisher:
Publish Date: 2005-03-01
Features:
1. Issuance Review Work Regulations
1.1 China Securities Regulatory Commission and Division of Issuance Regulation
1.2 Staff Code of Conduct
2. Initial Public Offering of Stock
2.1 Company Establishment
2.2 Reform Guidance
2.3 Recommendation and Filing
2.4 Listing Conditions and Related Review Standards
2.5 Issuance and Listing of Targeted Fundraising Companies and Historical Legacy Issue Enterprises
2.6 Issuance and Approval Procedures
2.7 Issuance and Underwriting
2.8 Information Disclosure
2.9 Supervision of Professional Service Institutions
3. New Share Issuance of Listed Companies
3.1 New Share Issuance (Including Secondary Offerings and Rights Issues)
3.2 Listing Company Standard Operations
3.4 Continuous Information Disclosure of Listed Companies
4. Bond Issuance and Listing
4.1 Convertible Corporate Bonds
4.2 Corporate Bonds
4.3 Securities Company Bonds
5. Issuance and Listing of Foreign-Invested Shares and Market Opening
5.1 Company Issuance of Domestic Listed Foreign-Invested Shares (B-shares)
5.2 Company Issuance of Overseas Listed Foreign-Invested Shares (H-shares)
5.3 Overseas Registration of Chinese Companies for Overseas Issuance and Listing
5.4 Market Opening
6. Securities Issuance and Listing Sponsorship System
7. Common Laws and Regulations for Review Work
8. Index
Other Common Laws, Regulations, Rules, and Guidelines Related to Review Work
8.1 Financial Accounting, Auditing, and Verification
8.2 State-Owned Asset Management and Asset Evaluation
8.3 Taxation
8.4 Industry Regulations