Banking Legal Basics

Author: Sun Guohua
Publisher:
Publish Date: 2004-11-01
Features: This book is primarily intended for legal publicity and education in the financial system, as well as legal training for employees and cadres. It can also serve as a popular textbook for individuals from all walks of life and students from universities and colleges to understand financial legal knowledge. The book adheres to the strategic concept of governing the country by law and implements the scientific outlook on development. It concisely introduces legal knowledge of the socialist market economy and financial professional law, which effectively promotes the overall legal literacy of employees and cadres in the financial system, enhances the level of legal supervision and administration by financial regulatory authorities, ensures the legal operation of relevant financial entities, and effectively prevents and resolves financial risks.
This series of textbooks consistently embodies three characteristics: professionalism, practicality, and timeliness.
The book adheres to the strategic concept of governing the country by law and implements the scientific outlook on development, providing a concise introduction to legal knowledge of the socialist market economy and financial professional law. It effectively promotes the overall legal literacy of employees and cadres in the financial system, enhances the level of legal supervision and administration by financial regulatory authorities, ensures the legal operation of relevant financial entities, and effectively prevents and resolves financial risks. The compilation of this series of textbooks strives to consistently embody the following three characteristics:
Professionalism: In this comprehensive and coordinated series, the fundamental legal knowledge of banking and banking supervision, securities and securities industry supervision, and insurance and insurance supervision in the financial field are elaborated separately. While strengthening the professionalism of relevant financial legal knowledge, attention is also paid to its role in guiding practical work.
Timeliness: It summarizes and collects new financial laws, administrative regulations, and relevant rules published since 2002, and combines the basic legal system of the World Trade Organization to provide a detailed explanation of internationally recognized financial treaties, rules, and conventions such as the Basel Agreement. This reflects the timeliness and variability of financial legal practices.
Practicality: It highlights the practical needs of financial legal practices, emphasizing the combination of theory, systems, and practice, as well as the integration of legal knowledge of the socialist market economy and financial legal knowledge. Each chapter includes sections such as "Knowledge Positioning," "Main Laws and Regulations," and "Key Knowledge Points" to help readers grasp the basic requirements of the law and understand the key points and theories in general. In the "Case Analysis" and "References" sections, typical legal issues and cases in financial work are included, providing education through cases. This not only effectively broadens readers' knowledge horizons but also enhances their problem-solving skills and accumulates legal practice experience, making it more aligned with the fundamental needs of employees and cadres in the financial system for learning and applying the law.