Explore Rational Prosperity in the Sunshine: A Study on Information Supervision in the Chinese Securities Market

Author: Yin Chen
Publisher:
Publish Date: 2004-09-01
Features: This book constructs a novel and comprehensive framework and system for researching securities information and securities information regulation, focusing on the overall process of information disclosure, information transmission, and information application in the securities industry. Based on a detailed discussion of the necessity of securities information regulation, the book primarily employs economic analysis while integrating knowledge and methods from multiple disciplines such as law, finance, psychology, and accounting. It analyzes and studies typical issues in each stage of China's securities information transmission process, such as false statements, profit manipulation, purchase audits, audit fraud, false information transmission, insider trading, and securities information application deviations. Additionally, it examines the current status and problems of information regulation in China's transition period, considering factors such as institutions, culture, history, society, and policy, and provides an objective and systematic analysis. The book also proposes policy recommendations for improving China's securities information regulation from both legislative and enforcement perspectives. This book is suitable for students and faculty in economics and management disciplines at universities and social science research institutions, securities industry professionals, government regulatory officials, and can also serve as a reference for investors.