Compilation of Securities and Futures Laws and Regulations of the People's Republic of China. Volume 2004. Part 1

Author: China Securities Regulatory Commission
Publisher:
Publish Date: 2004-09-01
Features:
1. "The Securities and Futures Regulations of the People's Republic of China" is edited by the China Securities Regulatory Commission and published by Legal Publishing House.
2. "The Securities and Futures Regulations of the People's Republic of China" was a combined volume in 1992 and 1993, while it was edited annually from 1994 to 2002. Starting in 2003, it was published biannually, with the first volume covering regulations issued from January to June of each year and the second volume covering regulations issued from July to December. This issue is the 2004 First Volume.
3. This issue of "The Securities and Futures Regulations of the People's Republic of China" includes a total of 39 regulations. Among them, there is 1 law, 5 administrative regulations and regulatory documents, 19 departmental rules and regulatory documents issued by the China Securities Regulatory Commission, 11 relevant departmental rules and regulatory documents issued by other ministries and commissions, and 3 judicial interpretations issued by judicial departments.
4. This issue of "The Securities and Futures Regulations of the People's Republic of China" is arranged in the following order: 1. Laws; 2. Administrative Regulations and Regulatory Documents; 3. Departmental Rules and Regulatory Documents issued by the China Securities Regulatory Commission; 4. Appendices. The third category is further organized by securities, funds, and futures, with the Securities section subdivided into Comprehensive, Issuance, Market Trading, Institutional, Listed Companies, and Information Disclosure categories, all arranged in chronological order of promulgation.
5. To facilitate readers in correctly using relevant documents, this issue of "The Securities and Futures Regulations of the People's Republic of China" also includes a directory of departmental rules and regulatory documents explicitly revoked by the China Securities Regulatory Commission in the first half of 2004.